The most common method of passing and ratifying an amendment to the Constitution is passage

There are two important things to know about Article V, the part of the Constitution that spells out how to amend that document. The first is that it’s hard to amend the Constitution. The second is that amendments matter a lot less than most people think. Amendments change the text of the Constitution, but—the key point—very important changes happen even when the text of the Constitution stays the same. The Constitution, in practice, definitely changes, but amendments are not the main way that those changes happen.

These two things—how hard it is to amend the Constitution, and how so many changes happen without amendments—are opposite sides of the same coin. Because it is so hard to change the text, we have figured out other ways to make the kind of changes that you might expect to get from amending the text. A nation, like other living things, has to adapt if it is to survive. If one means of adaptation is closed off, it has to find another way. That is what the U.S. constitutional system has done. Our constitutional system—our actual system, in the way it actually works, as opposed to what’s written down on paper—is changed by Congress, the President, the courts, and often just by changed understandings among the people, even when the text stays the same.

Sometimes people say that while the words of the text of the Constitution haven’t changed, the “interpretation” of the Constitution has. There’s no harm in thinking of it that way. But however you explain it, the fact is that our understanding of what the Constitution means has changed enormously over time, in ways that don’t have a lot to do with constitutional amendments. 

Specifically, these four things are, I think, true: (1) There have been important changes in the basic nature of our government that took place without any change in the written Constitution. (2) Several amendments that seemed to change things were added to the Constitution after the change had already happened in most of the country. The amendment didn’t cause the change; it just confirmed it. (3) A couple of times, a proposal for a constitutional amendment was rejected—and things changed anyway, in the way the amendment would have changed them. The amendment was formally rejected—it’s not in the Constitution’s text—but, in practice, it might as well have been adopted. (4) Some amendments that were added to the text tried, but failed, to change things when they were adopted; but many years later, when the country was ready, it changed in the way the amendment had supposedly required long before.

Here are some examples of each.

(1) Changes that happen even though there’s no amendment. For a long time after the nation was founded, the federal government did not do a lot. State governments were much more important. That’s changed. Today, federal law affects every aspect of our lives. But you cannot trace that change to any constitutional amendment.  Some people will say that, all along, the Constitution gave the federal government the potential to play that important role; the federal government just chose not to. Other people might say that the federal government should not be so powerful. But there is no denying this enormous change in our system, and there’s no amendment that caused it.

This essay is part of a discussion about Article V with Michael B. Rappaport, Hugh and Hazel Darling Foundation Professor of Law, Director, Center for the Study of Constitutional Originalism, University of San Diego School of Law. Read the full discussion here.

(2) Amendments that just confirmed a change that already happened. There are many examples of this, but here is one that a lot of people overlook. When the Constitution was first adopted, the people did not vote for United States Senators; a state’s Senators were elected by that state’s legislature. The Seventeenth Amendment provided that Senators are elected by popular vote. Many people say that the Seventeenth Amendment made an important change in our system, because it took power away from state governments.

Having Senators elected by the people, instead of by state legislators, may have been a big change. But the Seventeenth Amendment did not have much to do with it. Before the Seventeenth Amendment was adopted, most states had already cleverly figured out ways to make sure that the people—not state legislators—elected Senators. For example, several states held a popular vote for the Senate and, while officially that vote didn’t count, any state legislator who did not pledge to follow the result of that vote would have a disparaging label next to his name on the ballot. So, as you can imagine, the legislators followed the people’s decision. All of that happened before the Constitution was amended.

You can compare this change to a change in the way we elect the President. Formally, the President is elected by electors, not by the voters directly. Originally, the idea was that electors would be people with good judgment who would make up their own minds about who should be President. Now, for practical purposes, the electors vote automatically for the candidate who won the vote in their state. No constitutional amendment authorized this major change.

(3) Constitutional amendments that were rejected—but in practice, might as well have been adopted. There are a couple of examples, but the clearest one is the Equal Rights Amendment (the “ERA”), which would have forbidden the federal and state governments from denying equal rights on the basis of sex. Congress approved the amendment, but not enough states did, so it never became part of the Constitution. But the Supreme Court interpreted other parts of the Constitution to prevent sex discrimination, and today it is hard to identify any way in which the law would be different if the ERA had been formally added to the Constitution.

(4) Amendments that became effective only when the country had changed for other reasons. The Fifteenth Amendment supposedly guaranteed that people could not be kept from voting because of their race. It was added to the Constitution in 1870. But well into the middle of the twentieth century, African-Americans in many parts of the United States were kept from voting by illegal means. It wasn’t until the Voting Rights Act of 1965 that the promise of the Fifteenth Amendment was finally kept. If you just picked up a copy of the Constitution and read it, you would be completely misled about this disgraceful history. The Fourteenth Amendment, adopted in 1865, had a similar fate. It was intended to prevent many forms of discrimination against minorities. But its promise was not realized until almost a century later, during the civil rights era.

A case can be made that the earliest constitutional amendments did matter. That would include the Bill of Rights, for example, and the Twelfth Amendment, which fixed a problem in the way the President and Vice President were originally chosen. And several amendments have been useful housekeeping measures, like the Twenty-Fifth Amendment, which says what happens if the President is disabled. But if you really want to understand how the United States Constitution changes—in practice, not just on paper—constitutional amendments are a small part of the story. The real action—in many ways, our real Constitution—is elsewhere, in the way the courts, Congress, the President, and the people in their daily lives have brought us the Constitution we have today.

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While women enjoy more rights today than they did when the ERA was first introduced in 1923 or when it passed out of Congress in 1972, hard-won laws against sex discrimination do not rest on any unequivocal constitutional foundation. They can be inconsistently enforced or even repealed by a simple majority vote. Elements of sex discrimination remain in statutory and case law, and courts have had difficulty applying a consistent standard to gender-based classifications, which are not inherently suspect or comparable to racial or ethnic classifications under equal-protection analysis. 

The need for a federal Equal Rights Amendment remains as compelling as it was in 1978, when now Supreme Court Justice Ruth Bader Ginsburg wrote in the Harvard Women's Law Journal: "With the Equal Rights Amendment, we may expect Congress and the state legislatures to undertake in earnest, systematically and pervasively, the law revision so long deferred. And in the event of legislative default, the courts will have an unassailable basis for applying the bedrock principle: All men and all women are created equal."

Mode 1: Constitutional Ratification Process (Article V)

The traditional constitutional amendment process is described in Article V of the Constitution. Congress must pass a proposed amendment by a two-thirds majority vote in both the Senate and the House of Representatives and send it to the states for ratification by a vote of the state legislatures. The amendment becomes part of the Constitution when it has been ratified by three-fourths (currently 38) of the states. This process has been used for ratification of every amendment to the Constitution thus far.

Article V also provides for an alternative process, which has never been utilized. If requested by two-thirds of the state legislatures, Congress shall call a constitutional convention for proposing amendments. To become part of the Constitution, any amendment proposed by that convention must be ratified by three-fourths of the states through a vote of either the state legislature or a state convention convened for that purpose. 

The mode of ratification is determined by Congress, and in neither of these two processes is a vote by the electorate applicable to the ratification of a constitutional amendment. 

Article V makes no mention of a time limit for the ratification of a constitutional amendment, and no amendment before the 20th century had a time limit attached to it. The first amendment with a time limit was the 18th Amendment (Prohibition), proposed in 1917. For political reasons, Congress included an arbitrarily chosen seven-year deadline in Section 3. The amendment was also the first to include a time delay before it would take effect, in that case one year after the date of ratification. 

The next two proposed amendments, the 19th Amendment (Woman Suffrage) and the never-ratified Child Labor Amendment, had no time limit attached. However, beginning with the 20th Amendment, Congress has attached a time limit to the ratification of all proposed amendments. Some of these deadlines were in the language of the amendment itself, thus ratified by the states and not able to be changed. However, some of these deadlines, including the time limit for ratification of the Equal Rights Amendment, were in the proposing clause of the amendment, not in the language ratified by the state legislatures. In 1978, Congress acted on the premise that it could change a deadline in a proposing clause and passed by majority vote a bill to extend the ERA’s ratification deadline from March 22, 1979 to June 30, 1982.

Mode 2: Three-State Strategy

The "three-state strategy" for ERA ratification was originally developed through the work of the ERA Summit, a volunteer coalition organized in Washington, DC in 1992. U.S. Representative Robert Andrews (D-NJ), Barbara Irvine (Alice Paul Centennial Foundation, NJ), Flora Crater (Virginia Equal Rights Amendment Ratification Council), and Allie Hixson (Kentucky ERA Alliance, ERA Summit Founding Chair) played a key role in the early implementation of this strategy.

The three-state strategy for ERA ratification was developed following the 1992 ratification of the "Madison Amendment" as the 27th Amendment to the Constitution after a ratification period of 203 years. Given that acceptance, some ERA advocates contended that the ERA's ratification period of just over two decades would surely meet the "reasonable" and "sufficiently contemporaneous" standards required by Supreme Court decisions in 1921 and 1939. Time limits were not attached to proposed amendments until 1917, and  Congress demonstrated its belief that it may alter a time limit in a proposing clause by extending the original ERA deadline. Precedent regarding a state’s ability to withdraw its ratification by a rescission vote shows that such actions have not been accepted as valid. Thus, supporters argued, the 35 existing ratifications should still be legally viable, and Congress likely has the power to adjust or repeal the previous time limit on the ERA, determine whether state ratifications subsequent to 1982 are valid, and recognize the ERA as part of the Constitution after three more states ratify.

The legal rationale for the three-state strategy is explained in "The Equal Rights Amendment: Why the ERA Remains Legally Viable and Properly Before the States," by Allison Held, Sheryl Herndon, and Danielle Stager, publisshed in the Spring 1997 issue of William & Mary Journal of Women and the Law. 

This mode of ratification is getting closer to potential realization. With the ratification of the Equal Rights Amendment by the state of Nevada in 2017 and by the state of Illinois in 2018, one more state is needed to ratify the ERA to achieve the initial 38 states for federal ratification as determined in 1982. If one more state ratifies the ERA, the ratification process will move into the courts for determination regarding the constitutionality of the original deadline that was applied to the Equal Rights Amendment.

Currently efforts to ratify the ERA are active in North Carolina, Tennessee, and Florida.

Time Limits

As the legal article explains, Article V of the U.S. Constitution gives Congress the power to propose an amendment and to determine the mode of ratification, but it is silent as to the power of Congress to impose time limits or its role after ratification by three-fourths of the states.

A 1921 Supreme Court decision (Dillon v. Gloss) affirmed that Congress has the power to fix a definite time limit for ratification; it also pointed out that an amendment becomes part of the Constitution once ratified by the final state constituting a three-fourths majority of the states. The Dillon Court said that an amendment should be ratified within a "reasonable" and "sufficiently contemporaneous" time frame "to reflect the will of the people in all sections at relatively the same period," because the amendment process is presumably triggered by a perception of "necessity" with respect to the subject of the amendment.

A 1939 Supreme Court decision (Coleman v. Miller) reaffirmed the power of Congress to fix a reasonable time period for ratification but also determined that Congress has the power to promulgate an amendment after the final state constituting a three-fourths majority ratifies. In Coleman, the Court held that Congress, upon receiving notification of ratification by three-fourths of the states, may determine whether the amendment is valid because it has been ratified in a reasonable period of time, or whether "the amendment has lost its vitality through lapse of time." The Court called the timeliness decision a "political question" and said that Congress is uniquely equipped to make that decision because of its "full knowledge ... of the political, social and economic conditions which have prevailed during the period since the submission of the amendment."

It is important to note that Congressional promulgation is not a necessary feature of ratification under Article V. In the history of the amendment process Congress has promulgated only two amendments, the 14th and the 27th, following the final state ratification. In addition, the requirement for ratification within a "sufficiently contemporaneous" time frame and the chronological definition of "contemporaneous" are now open to question in light of acceptance of the Madison Amendment.

The first time limit ever imposed on the ratification period of a constitutional amendment was in the text of the 18th Amendment (Prohibition) in 1917, and the limit of seven years was chosen by Congress without extensive discussion. The 19th Amendment (Woman Suffrage) was sent to the states in 1919 with no time limit, as was a proposed Child Labor Amendment in 1924. Seven-year time limits were placed in the text of the 20th, 21st, and 22nd Amendments, but Congress shifted the seven-year limit out of the text and into the proposing clause of the 23rd, 24th, 25th, and 26th Amendments.

The most recent amendment to the Constitution, the 27th Amendment, had no deadline attached because it was passed by Congress and sent to the states for ratification in 1789. After languishing for two centuries without sufficient state ratifications, action on it resumed in the 1970s, and it was added to the Constitution in 1992. 

Despite arguments by proponents that the Equal Rights Amendment should go to the states without a time limit in the tradition of the 19th Amendment, the ERA passed Congress in 1972 with a seven-year time limit in its proposing clause. If the time limit had been placed in the text of the amendment itself, that restriction would not be subject to alteration by Congress after any state legislature had ratified. However, the ERA language ratified by 35 states between 1972 and 1982 did not contain a time limit for ratification.

By transferring time limits from the text of an amendment to the proposing clause, Congress retained for itself the authority to review the time limit and to amend its own previous legislative action regarding it. In 1978, Congress clearly demonstrated its belief that it may alter a time limit in the proposing clause when it passed a bill moving the deadline from March 22, 1979, to June 30, 1982. A challenge to the constitutionality of the extension was dismissed by the Supreme Court as moot after the deadline expired, and no lower-court precedent stands regarding that point.

The Coleman decision asserted that Congress may determine whether the states have ratified in a "reasonable" time or whether the amendment is "no longer responsive to the conception which inspired it." Congress therefore could determine that the time period since the ERA went to the states for ratification in 1972 is "reasonable" and "contemporaneous" (particularly in light of the fact that it deemed the Madison Amendment's 203 years to be so), and it could decide that the ERA remains "responsive to the conception which inspired it" (indisputably so, since the fact that women's equal rights are not constitutionally affirmed will remain unchanged until the Constitution is amended or interpreted to establish unequivocally that women and men have equal rights).

Therefore, under the principles of Dillon and Coleman, and based on the fact that Congress voted to extend the ERA time limit and to accept the 203-year-long ratification period of the Madison Amendment as sufficiently "contemporaneous," it is likely that Congress has the power to legislatively adjust or remove the time limit constraint on the ERA if it chooses, to determine whether or not state ratifications which occur after the expiration of a time limit in a proposing clause are valid, and to promulgate the ERA after the 38th state ratifies.

Rescission

A total of five states — Nebraska, Tennessee Idaho, Kentucky, and South Dakota — have attempted to rescind their initial ratification of the Equal Rights Amendment. The legality of these recissions is questionable. Article V of the Constitution speaks only to the states’ power to ratify an amendment but not to the power to rescind a ratification. All precedents concerning state rescissions of ratifications indicate that such actions are not valid and that the constitutional amendment process as described in Article V allows only for ratification. For example, the official tally of ratifying states for the 14th Amendment in 1868 by both the Secretary of State and Congress included New Jersey and Ohio, states which had passed resolutions to rescind their ratifications. Also included in the tally were North Carolina and South Carolina, states which had originally rejected and later ratified the amendment. In the course of promulgating the 14th Amendment, therefore, Congress determined that both attempted withdrawals of ratifications and previous rejections prior to ratification had no legal validity.

Therefore, it is most likely that the actions of the five states that voted to rescind their ratification of the ERA between 1972 and 1982 are a legal nullity.